Clarity Compliance 22c-2 Solution
THE ONE INSURANCE POLICY YOU MUST HAVE
The Clarity Compliance 22c-2 Solution operates as a fully managed web-based on-demand service combining all aspects of hardware, software, databases, communications, security and support. Accessed by your compliance agents via a secure encrypted web site, you focus on your core business and operational competencies rather than the inherent technology issues assumed when managing systems and technologies in-house. The result is rapid delivery of state-of-the-art 22c-2 compliance capabilities with predictable low costs and near zero administrative overhead. When it comes to compliance, it is not just about the data you collect. It is about the ease in which you can collect it, the flexibility to create and change rules and analytics, and how effectively you can follow up on suspicious trades or violations.
THE CLARITY TRADE MONITORING PLATFORM
Clarity Compliance is an on-demand service that you access through the internet.
A multi-layer data security architecture using full encryption on sensitive data works in unison to ensure your customer’s data is protected through the entire information processing lifecycle.
Template-driven business rules allow you to create trading rules built on individual fund and corporate -specific policies.
Capture, communicate, and centrally document violations and their research efforts.
Real-time, online reporting that provides you the relevant detailed information needed to document, review and research your efforts of potential non-compliance events and activities.
HOW DOES YOUR ORGANIZATION BENEFIT?
Clarity Compliance allows you to create a more efficient operating model while simultaneously reducing risk, and increasing intermediary oversight.
- A Comprehensive Audit Trail. Capture your findings and activities in one central location to present your data and results in a way that can easily be audited by internal compliance and regulatory authorities.
- Your Needs – Our Experts. Our business experts take on all aspects of interacting with intermediaries who distribute your funds so you don’t have to. We establish the data feeds and ensure your data requests are fulfilled.
- Business Support. We make sure that any system enhancement, whether initiated by you or someone else, is managed, programmed and tested, using the highest standards known in the industry.
- Application Support and Maintenance. You benefit from using a system we support, upgrade and maintain. There is no need for you to use your valuable technology resources on these efforts.
- Data Interfaces. We take care to design, create and produce a flexible system that will fit your needs. Each external data interface has been designed to be a pluggable component. New data interfaces are easily created and integrated into the core system with little or no impact.